A Compliance and Ethics Law Firm

WHAT WE DO
The attorneys of Kaplan & Walker LLP assist organizations in a wide range of matters relating to compliance and business ethics. We offer clients the professional knowledge and skills of seasoned business lawyers as well as the insight and practical know-how acquired through helping hundreds of companies develop and enhance compliance and ethics programs. We have worked with organizations in a diverse range of industries, including energy, chemicals, insurance, financial services, pharmaceutical, technology, transportation, retail, gaming, automotive, telecommunications, consumer products, engineering, non-profits and more.

Our Practice

Our Attorneys

Rebecca Walker
Rebecca Walker is a partner in the law firm of Kaplan & Walker LLP, a law firm specializing in corporate compliance and ethics located in Santa Monica…..
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Marianne Wisner
Marianne Wisner served as a Staff Attorney with the Division of Enforcement, Securities and Exchange Commission and as a Special Assistant United States Attorney, United States Attorney’s Office…
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Michael Levin
Michael Levin has focused the last 24 years of his career helping companies manage and mitigate compliance and ethics risks and build ethical cultures, both as an internal executive and as an external consultant…
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Jeff Kaplan
Mr. Kaplan is a found partner in Kaplan & Walker LLP, retired….
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Explore our Publications

Recent Articles
An opportunity to assess and strengthen board oversight
By , JD
Robust board oversight of a compliance program is critically important to creating adequate program independence and authority. With the recent Delaware court decisions in Boeing
Meet Rebecca Walker: The progression of compliance
By , JD
RW: You are correct, Adam, that I got my start in compliance during the 1990s, when both the compliance profession and I were still quite young. At the time, I was a white-collar criminal defense lawyer in New York
Our third rail: Compliance within the legal department
By , JD
The issue of whether the chief ethics and compliance officer (CECO) should report to the general counsel (GC) has been a hot-button issue in the compliance community for many years.