by kwalker | Jul 11, 2018 | Training and communications
Training is not just another part of every C&E program; it is generally the part that touches the work lives of more of a company’s employees than do other elements. It should therefore be a significant focus of any program assessment. The possible avenues of...
by kwalker | Jun 25, 2018 | Auditing, monitoring, and other "checking", Uncategorized
An often useful but not always used self-assessment tool is to include in an audit interview questions to determine if employees have sufficient knowledge of C&E program requirements and resources. Knowledge questions – as these might be called – are intended to...
by kwalker | Jun 13, 2018 | Risk assessment, Uncategorized
When the Federal Sentencing Guidelines for Organizations were first issued in 1991, risk assessment was not among the specified elements of an effective C&E program. By the time risk assessment was added to the definition of an effective C&E program in 2004...
by kwalker | Sep 11, 2017 | Terms and Conditions
The information and ideas on this blog are provided as a public service to the web community by Kaplan & Walker LLP (“the Firm”) and do not constitute solicitation or provision of legal advice. Since legal advice must be tailored to the specific circumstances of...
by kwalker | Sep 11, 2017 | Welcome
Rebecca Walker and Jeff Kaplan of Kaplan & Walker LLP are pleased to announce the launch of the Compliance Program Assessment Blog (www.complianceprogramassessmentblog.com). “We have each been conducting compliance and ethics [“C&E”] program assessments...
